Bio profile for Martin Schwartz

Martin Schwartz

Martin Schwartz is Chief Compliance Officer and is responsible for the development, implementation and oversight of the firm’s global regulatory compliance program.

Prior to joining Millennium in 2004, Martin practiced law with the law firm Fried, Frank, Harris, Shriver, & Jacobson. At Fried Frank, his practice was focused on the regulation of financial institutions under the federal securities laws. Before entering private practice, he was on the staff of the SEC’s Division of Market Regulation (now the Division of Trading and Markets) at the Office of Financial Responsibility Risk Management and Control.

Martin received his JD from the University of Maryland School of Law. He is also a Certified Public Accountant.